FCG Advisors, LLC is a registered broker-dealer, a member of the Financial Industry Regulatory Authority, Security Investors Protection Corporation, and Municipal Securities Rulemaking Board.

Under a contractual agreement, National Financial Services, LLC (NFS) a wholly owned and guaranteed subsidiary of Fidelity Investments, acts in the capacity of our clearing firm. As such, NFS maintains custody of all securities and funds managed by FCG Advisors, LLC. Confirmations and monthly or quarterly statements will be prepared by NFS, with the NFS name properly disclosed on each. Securities in your Brokerage Portfolio Asset Management Account introduced to NFS will be protected up to the net equity value of the account. Delaware Trust will act as custodian for clients utilizing SAR-SEP IRA prototypes.

In addition to custodial duties, NFS also performs centralized cashiering, bookkeeping and a variety of executional functions for the accounts serviced by FCG Advisors, LLC. Specifically, these functions include delivery and receipt of securities, reception and distribution of dividends, distribution and processing of exchange offers, rights, warrants, tenders and redemptions.

For more information on National Financial Services, LLC please click here: www.nationalfinancial.com